About: The Klein Law Group focuses on providing its clients, including broker-dealers, investment advisors and public companies, with expert legal guidance during, among other proceedings, securities regulatory investigations, examinations and litigation before the SEC, FINRA and various other securities regulators. The Klein Law Group further offers services including, preparation for regulatory examinations, corporate internal investigations, white-collar criminal defense, unregistered offering consultation, complex commercial litigation and expert witness consultation.
White-Collar Criminal Defense
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